-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PW1nBCFS8jwuWU/Q1cKpGm9glF0tQoK1bsnZhTHyJ4FcnPO7twASNAqVo+mAA3u3 av5PyCfYvaJA8xZ2Q5/LCw== 0000950005-01-000196.txt : 20010223 0000950005-01-000196.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950005-01-000196 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUICKLOGIC CORPORATION CENTRAL INDEX KEY: 0000882508 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770188504 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57775 FILM NUMBER: 1539355 BUSINESS ADDRESS: STREET 1: 1277 ORLEANS DR CITY: SUNNYVALE STATE: CA ZIP: 94089-1138 BUSINESS PHONE: 4089904000 MAIL ADDRESS: STREET 1: 1277 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-1138 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY VENTURE INVESTORS 4 LP CENTRAL INDEX KEY: 0001030970 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 983088804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158547472 MAIL ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 0001.txt FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* QuickLogic Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 74837P108 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 21 Pages
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 2 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Technology Venture Investors-4, L.P. ("TVI-4") Tax ID Number: 94-3088804 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 770,674 shares, except that TVIM-4, the general partner of TVI-4, may OWNED BY EACH be deemed to have sole voting power, and Johnston, Kagle, Marquardt, REPORTING McMurtry and Wilson, the members of TVIM-4, may be deemed to have PERSON shared power to vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 770,674 shares, except that TVIM-4, the general partner of TVI-4, may be deemed to have sole dispositive power, and Johnston, Kagle, Marquardt, McMurtry and Wilson, the memebrs of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 770,674 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.84% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 3 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVI Partners-4, L.P. ("TVIP-4") Tax ID Number: 94-3084677 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 90,079 shares, except that TVIM-4, the general partner of TVIP-4, may OWNED BY EACH be deemed to have sole voting power, and Johnston, Kagle, Marquardt, REPORTING McMurtry and Wilson, the members of TVIM-4, may be deemed to have PERSON shared power to vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 90,079 shares, except that TVIM-4, the general partner of TVIP-4, may be deemed to have sole dispositive power, and Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 90,079 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.45% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 4 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVI Associates-4, L.P. ("TVIA-4") Tax ID Number: 94-3154357 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 5,020 shares, except that TVIM-4, the general partner of TVIA-4, may OWNED BY EACH be deemed to have sole voting power, and Johnston, Kagle, Marquardt, REPORTING McMurtry and Wilson, the members of TVIM-4, may be deemed to have PERSON shared power to vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 5,020 shares, except that TVIM-4, the general partner of TVIA-4, may be deemed to have sole dispositive power, and Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,020 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.03% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 5 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVI Associates-4 1988, L.P. ("TVIA `88-4") Tax ID Number: 94-3084676 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 234 shares, except that TVIM-4, the general partner of TVIA `88-4, may OWNED BY EACH be deemed to have sole voting power, and John Johnston, Kagle, REPORTING Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed PERSON to have shared power to vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 234 shares, except that TVIM-4, the general partner of TVIA `88-4, may be deemed to have sole dispositive power, and Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 234 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 6 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVI Management-4, L.P. ("TVIM-4") Tax ID Number: 94-3088676 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 866,007 shares, of which 770,674 shares are directly owned by TVI-4, OWNED BY EACH 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly REPORTING owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. PERSON TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, WITH and may be deemed to have sole power to vote such shares. Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 866,007 shares, of which 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have sole power to dispose of these shares. Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 866,007 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.32% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 7 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Technology Venture Investors-3, L.P. ("TVI-3") Tax ID Number: 94-2944879 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 84,131 shares, except that TVI Management-3, L.P. ("TVIM-3") the OWNED BY EACH general partner of TVI-3, may be deemed to have sole voting power, and REPORTING Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of PERSON TVIM-3, may be deemed to have shared power to vote these shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 84,131 shares, except that TVIM-3, the general partner of TVI-3, may be deemed to have sole dispositive power, and Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-3, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 84,131 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.42% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 8 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) TVI Management-3, L.P. ("TVIM-3") Tax ID Number: 94-2944878 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 85,746 shares, of which 1,615 shares are directly owned by TVIM-3 and OWNED BY EACH 84,131 shares are directly owned by TVI-3. TVIM-3 is the general REPORTING partner of TVI-3 and may be deemed to have sole voting power with PERSON respect to such shares. Johnston, Kagle, Marquardt, McMurtry and WITH Wilson, the members of TVIM-3, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 85,746 shares, of which 1,615 shares are directly owned by TVIM-3 and 84,131 shares are directly owned by TVI-3. TVIM-3 is the general partner of TVI-3 and may be deemed to have sole dispositive power with respect to such shares. Johnston, Kagle, Marquardt, McMurtry and Wilson, the members of TVIM-3, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 85,746 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.43% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 9 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) John Johnston ("Johnston") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 17,608 shares OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING 6 SHARED VOTING POWER PERSON 951,753 shares, of which 84,131 shares are directly owned by TVI-3, WITH 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. Johnston is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 17,608 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 951,753 shares, of which 84,131 shares are directly owned by TVI-3, 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. Johnston is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 969,361 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.83% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 10 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) David F. Marquardt ("Marquardt") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 35,639 shares OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING 6 SHARED VOTING POWER PERSON 951,753 shares, of which 84,131 shares are directly owned by TVI-3, WITH 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. Marquardt is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 35,639 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 951,753 shares, of which 84,131 shares are directly owned by TVI-3, 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. Marquardt is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 987,392 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.92% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 11 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Robert C. Kagle ("Kagle") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 17,608 shares OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING 6 SHARED VOTING POWER PERSON 951,753 shares, of which 84,131 shares are directly owned by TVI-3, WITH 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. Kagle is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 17,608 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 951,753 shares, of which 84,131 shares are directly owned by TVI-3, 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. Kagle is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 969,361 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.83% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 12 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Burton J. McMurtry ("McMurtry") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING 6 SHARED VOTING POWER PERSON 951,753 shares, of which 84,131 shares are directly owned by TVI-3, WITH 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. McMurtry is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 951,753 shares, of which 84,131 shares are directly owned by TVI-3, 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. McMurtry is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 951,753 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.75% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING OUT!
- ---------------------------------------------------------- --------------------------------------- CUSIP NO. 74837P108 13 G Page 13 of 21 Pages - ---------------------------------------------------------- --------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Mark G. Wilson ("Wilson") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 1,652 shares OWNED BY EACH -------- ------------------------------------------------------------------------ REPORTING 6 SHARED VOTING POWER PERSON 951,753 shares, of which 84,131 shares are directly owned by TVI-3, WITH 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. Wilson is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to vote such shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,652 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 951,753 shares, of which 84,131 shares are directly owned by TVI-3, 1,615 shares are directly owned by TVIM-3, 770,674 shares are directly owned by TVI-4, 90,079 shares are directly owned by TVIP-4, 5,020 shares are directly owned by TVIA-4 and 234 shares are directly owned by TVIA `88-4. Wilson is a member of TVIM-3, the general partner of TVI-3, and is a member of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have shared power to dispose of such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 953,405 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.75% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 14 of 21 Pages ITEM 1(a). NAME OF ISSUER: QuickLogic Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1277 Orleans Drive Sunnyvale, California 94089 ITEM 2(a). NAME OF PERSONS FILING: This Statement is filed by Technology Venture Investors-3, L.P., a California limited partnership ("TVI-3"), TVI Management-3, L.P., a California limited partnership ("TVIM-3"), Technology Venture Investors-4, L.P., a Delaware limited partnership ("TVI-4"), TVI Partners-4, L.P., a Delaware limited partnership ("TVIP-4"), TVI Associates-4, L.P., a Delaware limited partnership ("TVIA-4"), TVI Associates-4 1988, L.P., a Delaware limited partnership ("TVIA-`88-4"), TVI Management-4, L.P., a Delaware limited partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John R. Johnston ("Johnston"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." TVIM-3 is the general partner of TVI-3, and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by TVI-3. Kagle, Marquardt, McMurtry, Wilson and Johnston are the members of TVIM-3, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by TVI-3 and TVIM-3. TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA `88-4, and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by TVI-4, TVIP-4, TVIA-4 and TVIA `88-4. Kagle, Marquardt, McMurtry, Wilson and Johnston are the members of TVIM-4, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by TVI-4, TVIP-4, TVIA-4 and TVIA `88-4. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: The address of the principal office for each of the Reporting Persons is: Technology Venture Investors 2480 Sand Hill Road, Suite 101 Menlo Park, CA 94025 Page 15 of 21 Pages ITEM 2(c) CITIZENSHIP: TVI-3 and TVIM-3 are California limited partnerships, TVI-4, TVIM-4, TVIP-4, TVIA-4 and TVIA `88-4 are Delaware limited partnerships, and Kagle, Marquardt, McMurtry, Wilson and Johnston are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: CUSIP # 74837P108 ITEM 3. Not Applicable Page 16 of 21 Pages ITEM 4. OWNERSHIP: The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. Page 17 of 21 Pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Under certain circumstances set forth in the limited partnership agreements of TVI-3, TVI-4, TVIP-4, TVIA-4, TVIA `88-4, TVIM-3 and TVIM-4, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10. CERTIFICATION: Not applicable SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated February 13, 2001 Entities: Technology Venture Investors-4, L.P. TVI Partners-4, L.P. TVI Associates-4, L.P. TVI Associate-4 1988, L.P. Technology Venture Investors-3, L.P. TVI Management-3, L.P TVI Management-4, L.P. By: /s/ Mark G. Wilson -------------------------------- Mark G. Wilson, Attorney-in-Fact for the above listed entities Individuals: Mark G. Wilson John Johnston Robert C. Kagle David F. Marquardt Burton J. McMurtry By: /s/ Mark G. Wilson --------------------------------= Mark G. Wilson, Attorney-in-Fact for the above listed individuals Page 19 of 21 Pages EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page Exhibit A: Agreement of Joint Filing 20 Exhibit B: Reference to Mark G. Wilson as Attorney-in-Fact 21 Page 20 of 21 Pages EXHIBIT A Agreement of Joint Filing The Reporting persons have agreed that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Quicklogic Corporation shall be filed on behalf of each of the Reporting Persons. Note that a copy of the applicable Agreement of Joint Filing is already filed with the appropriate agencies. Page 21 of 21 Pages EXHIBIT B Reference to Mark G. Wilson as Attorney-in-Fact Mark G. Wilson has signed the enclosed documents as Attorney-in-Fact. Note that copies of the applicable Power of Attorney are already on file with the appropriate agencies.
-----END PRIVACY-ENHANCED MESSAGE-----